Is my money safe?
Yes. Each client has their own accounts, in their own name, held for safe-keeping at a qualified custodian. We only use those custodians who follow custody rules set forth by the Securities and Exchange Commission (SEC) such as TD Ameritrade or Charles Schwab. In addition to holding client assets, our custodial partners provide account administration, transaction settlements, collection of interest and dividend payments and reporting of client holdings via monthly statements.